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2300 Windy Ridge Parkway Suite 750, Atlanta, GA 30339 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
800 W El Camino Real Suite 180, Mountain View, CA 94040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concert Wealth Management | Alameda | CA | 04/2008 | 03/2017 |
| Sowell Financial Services, Llc | North Little Rock | AR | 09/2016 | 03/2017 |
| Kms Financial Services, Inc. | Seattle | WA | 03/2017 | 11/2020 |
| Arbor Point Advisors | Mountain View | CA | 11/2020 | 11/2024 |
| Osaic Advisory Services, Llc | Atlanta | GA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-04 |
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