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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-01-02 |
| TX | RA | APPROVED_RES | 2022-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Strongsville | OH | 12/2012 | 12/2018 |
| U.S. Bancorp Investments, Inc. | Strongsville | OH | 03/2016 | 12/2018 |
| First Business Bank | Madison | WI | 01/2019 | Present |
| Lpl Financial Llc | Madison | WI | 01/2019 | Present |
1. 12/29/2020 - Investment Services at First Business Bank - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/23/2020 - 120 Hours Per Month/5 Hours During Securities Trading. 2. 01/03/2023 - First Business Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Vice President - Start Date: 12/19/2018 - 30 Hours Per Month/25 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-12 |
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