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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-26 |
| CA | RA | APPROVED | 2018-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 12/2011 | 09/2018 |
| Lpl Financial Llc | Redding | CA | 09/2018 | Present |
1) 2/1/2021 - Rizzi Wealth Management, Inc. - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/21/2021 - 1 Hour Per Month/1 Hour During Securities Trading - LPL Commissions Only. 2) 04/11/2022 - Rizzi Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 05/02/2022 - 180 Hours Per Month/ 130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-13 |
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