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Current Employers
Miramontes Capital, Llc

4701 Teller Ave, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-29
  • CA RA
    APPROVED
    Since 2019-08-29

Branch Locations

4701 Teller Ave, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Bakersfield CA 08/2014 08/2019
World Financial Group, Inc. Bakersfield CA 08/2014 08/2019
Help Worldwide Inc. Dba Ambiance Studios Burbank CA 01/2017 08/2019
Miramontes Capital, Llc Newport Beach CA 08/2019 Present
Purshe Kaplan Sterling Investments, Inc Albany NY 10/2019 11/2021
Saxony Securities, Inc Saint Louis MO 11/2021 05/2023
Balanced Security Planning, Inc. Newport Beach CA 05/2023 Present
  • 08/2014 → 08/2019
    Transamerica Financial Advisors, Inc
    Bakersfield, CA
  • 08/2014 → 08/2019
    World Financial Group, Inc.
    Bakersfield, CA
  • 01/2017 → 08/2019
    Help Worldwide Inc. Dba Ambiance Studios
    Burbank, CA
  • 08/2019 → Present
    Newport Beach, CA
  • 10/2019 → 11/2021
    Purshe Kaplan Sterling Investments, Inc
    Albany, NY
  • 11/2021 → 05/2023
    Saxony Securities, Inc
    Saint Louis, MO
  • 05/2023 → Present
    Balanced Security Planning, Inc.
    Newport Beach, CA
Previous Registrations
Other Businesses

1) MIRAMONTES CAPITAL; DBA FOR INVESTMENT RELATED BUSINESS; INVESTMENT-RELATD; 4701 TELLER AVENUE; NEWPORT BEACH, CA, 92660, INVESTMENT ADVISORY BUSINESS; FINANCIAL ADVISOR; 08/2019; 40 HRS/MO; 40HR/MO DURING TRADING HRS; CONDUCT ADVISORY BUSINESS THROUGH RIA. 2) INSURANCE SALES; INVESTMENT-RELATED; 4701 TELLER AVENUE, NEWPORT BEACH, CA 92660; SELL LIFE, HEALTH ANNUITIES, FIXED & INDEXED AND LONG-TERM CARE; 05/1990; 40HRS/MO; 40HR/MO DURING TRADING HRS; SELL INSURANCE PRODUCTS. 3) ST. KALERI CHURCH; NON-INVESTMENT RELATED; 22508 COPPER HILL DRIVE, SANTA CLARITA, CA 91350; VARIOUS MINISTRY WORK INCLUDING TEACH CATHOLIC CONFIRMATION CLASS; 01/2020; 5HRS/MO, 0HR/MO DURING TRADING HRS; PLAY DRUMS IN CHOIR, TEACH RELIGION CLASSES, MEET WITH THE MEMBERS OF THE CHURCH. 4) RETROUVAILLE OF SANTA CLARITA; NON-INVESTMENT RELATED; NO ADDRESS; MARRAIGE COUNSELING; VOLUNTEER RELIGIOUS MINISTRY, BOARD MEMBER; 05/1990; 5HRS/MONTH, 0HRS/MONTH DURING TRADING HRS; HELP COUPLES WORK ON MARRAIGE, BE A MEMBER OF BOARD FOR BUSINESS MATTERS & PLANNING COUPLE RETREATS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-14
  • S66 Uniform Combined State Law Examination
    2008-11-14
Other Names
  • Mike Remington
  • Michael Remington
  • Mike Remington

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