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4701 Teller Ave, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Bakersfield | CA | 08/2014 | 08/2019 |
| World Financial Group, Inc. | Bakersfield | CA | 08/2014 | 08/2019 |
| Help Worldwide Inc. Dba Ambiance Studios | Burbank | CA | 01/2017 | 08/2019 |
| Miramontes Capital, Llc | Newport Beach | CA | 08/2019 | Present |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 10/2019 | 11/2021 |
| Saxony Securities, Inc | Saint Louis | MO | 11/2021 | 05/2023 |
| Balanced Security Planning, Inc. | Newport Beach | CA | 05/2023 | Present |
1) MIRAMONTES CAPITAL; DBA FOR INVESTMENT RELATED BUSINESS; INVESTMENT-RELATD; 4701 TELLER AVENUE; NEWPORT BEACH, CA, 92660, INVESTMENT ADVISORY BUSINESS; FINANCIAL ADVISOR; 08/2019; 40 HRS/MO; 40HR/MO DURING TRADING HRS; CONDUCT ADVISORY BUSINESS THROUGH RIA. 2) INSURANCE SALES; INVESTMENT-RELATED; 4701 TELLER AVENUE, NEWPORT BEACH, CA 92660; SELL LIFE, HEALTH ANNUITIES, FIXED & INDEXED AND LONG-TERM CARE; 05/1990; 40HRS/MO; 40HR/MO DURING TRADING HRS; SELL INSURANCE PRODUCTS. 3) ST. KALERI CHURCH; NON-INVESTMENT RELATED; 22508 COPPER HILL DRIVE, SANTA CLARITA, CA 91350; VARIOUS MINISTRY WORK INCLUDING TEACH CATHOLIC CONFIRMATION CLASS; 01/2020; 5HRS/MO, 0HR/MO DURING TRADING HRS; PLAY DRUMS IN CHOIR, TEACH RELIGION CLASSES, MEET WITH THE MEMBERS OF THE CHURCH. 4) RETROUVAILLE OF SANTA CLARITA; NON-INVESTMENT RELATED; NO ADDRESS; MARRAIGE COUNSELING; VOLUNTEER RELIGIOUS MINISTRY, BOARD MEMBER; 05/1990; 5HRS/MONTH, 0HRS/MONTH DURING TRADING HRS; HELP COUPLES WORK ON MARRAIGE, BE A MEMBER OF BOARD FOR BUSINESS MATTERS & PLANNING COUPLE RETREATS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-14 |
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