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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-08 |
| VI | RA | APPROVED | 2018-06-04 |
| AZ | RA | APPROVED | 2009-01-26 |
Branch Locations
6710 North Scottsdale Road Suite 150, Scottsdale, AZ 85253-4451 • United States
Waddell, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Phoenix | AZ | 09/2008 | Present |
| City National Bank | Phoenix | AZ | 11/2021 | Present |
(1) THE ROTARY CLUB OF LITCHFIELD PARK; ADDRESS: LITCHFIELD PARK, AZ; BUSINESS DESCRIPTION: HELP COMMUNITY CHARITIES; NOT INVESTMENT RELATED; START DATE: 07/01/2013; CAPACITY: BOARD OF DIRECTORS; DUTIES: I WILL BE RUNNING BOTH THE GENERAL AND BOARD MEETINGS; HOURS DEVOTED PER WEEK: 4; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) ARIZONA LEGACY FOUNDATION; ADDRESS: 4719 LITCHFIELD KNOLL RD LITCHFIELD PARK, AZ 85340; BUSINESS DESCRIPTION: 501(C)(3) NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 12/01/2014; CAPACITY: TREASURER; DUTIES: PRESENTING TO THE BOARD THE FINANCIALS OF THIS ORGANIZATION; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) Name: USSF Address: Business Description: Soccer Referee Business is not investment related Projected Start Date: 12/01/20 Capacity: Other Duties Performed: Referee youth soccer Devoted to this OBA per Month: 0 outside of business hours Hours Devoted to this OBA during business hours: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-29 |
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