Tawfiq Farraj

Current Employers

Employment History

• 02/2016 → 04/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 05/2016 → 04/2019
  Bank Of America, N.A.
  Rolling Meadows, IL
• 04/2019 → 09/2021
  Fifth Third Bank
  Chicago, IL
• 04/2019 → 11/2021
  Fifth Third Securities
  Chicago, IL
• 11/2021 → 11/2022
  Citigroup
  River Forest, IL
• 11/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lisle, IL
• 01/2023 → Present
  Bank Of America N.A.
  Lisle, IL

Previous Registrations

• 2021-11-05 → 2022-11-21
  Citigroup Global Markets Inc.
  Miami, FL
  Chicago, IL
  River Forest, IL
• 2019-04-11 → 2021-11-04
  Fifth Third Securities, Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Chicago, IL
• 2016-05-16 → 2019-04-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL

Other Businesses

I*1329267 For profit or not for profit: Entity Charitable Name of outside business organization: Oak Park-River Forest Community Foundation Investment related: No Address of business: Oak Park, Illinois, 60301 Position, title, association: Board Member Start date of relationship: 7/1/2023 Number of hours devoted: 5 hours Monthly Number of hours devoted during trading hours: 0 Duties: The Grants and Programs Committee shall develop a clear vision of how the Foundation's grants and programs fulfill the Foundation's mission and purpose, including its philosophy, guidelines, and strategies, and shall oversee the grant making process. The committee shall make recommendations to the Board for funding, and shall monitor grants from restricted funds for compliance with Internal Revenue Service regulations and Foundation standards. I*: 2503280 Entity Type: For Profit, Publicly Traded Name of OBA: instacart Address: San Francisco, CA 94105 Investment Related No: Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 5/830/2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 0 Duties: Income derived from grocery order delivery system. Not being used to solicit clients or business. It is being done outside of business hours and only on the weekends if time permitted

Exams

• S66 Uniform Combined State Law Examination
  2016-05-14
• S63 Uniform Securities Agent State Law Examination
  2008-12-05

Other Names

• Towfiq Farraj
• Tawfiq Farraj
• Tawfiq Farraj
• Tawfiq I Farraj