Benjamin Charles Baertschy

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → 07/2024
  Edward Jones
  St. Louis, MO
• 07/2024 → Present
  Lpl Financial Llc
  Fond Du Lac, WI

Previous Registrations

• 2008-11-25 → 2024-07-16
  Edward Jones
  Fond Du Lac, WI
  St Louis, MO

Other Businesses

1) 2024-08-20 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Cornerstone Wealth Services / none - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2024-08-19 - 2) 2024-07-15 - University of Wisconsin-Oshkosh - Outside/W-2 Employment - N - 8 - 0 - 800 Algoma Blvd, Oshkosh, WI 54901 - 2024-06-20 - 3) 2024-07-15 - Brent Bel and the Boyz - Band - N - 12 - 0 - at reported business location(s) - 2024-06-20 - 4) 2026-04-24 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Accent Wealth Management - DBA for LPL Business (entity for LPL business) - Y - 160 - 40 - at reported business location(s) - 2024-06-20 - Yes 5) 2024-07-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Accent Wealth Management - DBA for LPL Business (entity for LPL business) - Y - 160 - 40 - at reported business location(s) - 2024-06-20 -

Exams

• S66 Uniform Combined State Law Examination
  2008-11-13

Other Names

• Benjamin Baertschy