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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-15
CA RA APPROVED 2018-03-28
  • TX RA
    APPROVED_RES
    Since 2021-10-15
  • CA RA
    APPROVED
    Since 2018-03-28

Branch Locations

2400 E. Katella Ave, Suite 800 Suite 800, Anaheim, CA 92806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Brea CA 09/2008 Present
Nylife Securities Llc Brea CA 10/2009 Present
Eagle Strategies Llc Brea CA 03/2018 Present
Paving Roads Financial Strategies And Insurance Solutions Llc Anaheim CA 01/2021 Present
  • 09/2008 → Present
    New York Life Insurance Company
    Brea, CA
  • 10/2009 → Present
    Nylife Securities Llc
    Brea, CA
  • 03/2018 → Present
    Brea, CA
  • 01/2021 → Present
    Paving Roads Financial Strategies And Insurance Solutions Llc
    Anaheim, CA
Other Businesses

[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 10/2012; 675 PLACENTIA AVE #250 BREA, CA 92821;THE APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS: 5-THE NUMBER OF HOURS YOU DEVOTE TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS: 2] [OPERATING UNDER THE DBA NAME OF PAVING ROADS FINANCIAL STRATEGIES AND INSURANCE SOLUTIONS LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ANAHEIM, CA; START DATE: 01/2021] [Paving Roads Financial Strategies and Insurance Solutions, LLC; Broker Insurance Services; 675 Placentia Ave. #250, Brea, CA 92821; Start Date 01/2022; Role/Title: Owner; Investment Related; 10 hours per month; 10 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 01/2024; Role/Title: Shareholder; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-16
S63 Uniform Securities Agent State Law Examination 2009-12-07
  • S65 Uniform Investment Adviser Law Examination
    2018-03-16
  • S63 Uniform Securities Agent State Law Examination
    2009-12-07
Other Names
  • Daniel J Chang

View on SEC IAPD

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