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Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-16
TX RA APPROVED 2025-10-16
  • AZ RA
    APPROVED
    Since 2025-10-16
  • TX RA
    APPROVED
    Since 2025-10-16

Branch Locations

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

16260 N. 71St St, Ste. 250, Scottsdale, AZ 85258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Bank Of America Scottsdale AZ 05/2010 09/2025
Bank Of America,Na Scottsdale AZ 09/2010 09/2025
Kestra Investment Services Scottsdale AZ 09/2025 Present
Kestra Private Wealth Services Scottsdale AZ 09/2025 Present
  • 05/2010 → 09/2025
    Merrill Lynch Bank Of America
    Scottsdale, AZ
  • 09/2010 → 09/2025
    Bank Of America,Na
    Scottsdale, AZ
  • 09/2025 → Present
    Kestra Investment Services
    Scottsdale, AZ
  • 09/2025 → Present
    Kestra Private Wealth Services
    Scottsdale, AZ
Previous Registrations
Other Businesses

NAME: AMENT HOLDINGS LLC POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2021 ADDRESS: 27571 N. Miller Rd, Scottsdale AZ 85266, United States DESCRIPTION: manage property and collect rent NAME: ASCEND PRIVATE WEALTH MANAGEMENT POSITION: Co Founder owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 09/25/2025 ADDRESS: 16260 N. 71st, Ste 250, Scottsdale AZ 85254, United States DESCRIPTION: Running a wealth management business NAME: AMENT PROPERTIES LLC POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/07/2024 ADDRESS: 27571 N. Miller Rd., Scottsdale AZ 85266, United States DESCRIPTION: manage rental property NAME: POSITION: null NATURE: null INVESTMENT RELATED: No # OF HOURS: null SECURITIES TRADING HOURS: null START DATE: Address: DESCRIPTION: null Name: ATA HOLDINGS LLC POSITION: Owner NATURE: Pass Through Entity INVESTMENT RELATED: Yes # OF HOURS: 40 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2026 ADDRESS: 16260 N 71st Street, Suite 250, Scottsdale AZ 85266, United States DESCRIPTION: APWP LLC is our business for Ascend. ATA Holdings LLC is an owner of APWP LLC (Ascend)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-17
  • S66 Uniform Combined State Law Examination
    2010-09-17
Other Names
  • Ashley Teresa Morris
  • Ashley T Morris

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