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5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-16 |
| TX | RA | APPROVED | 2025-10-16 |
Branch Locations
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States
16260 N. 71St St, Ste. 250, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Bank Of America | Scottsdale | AZ | 05/2010 | 09/2025 |
| Bank Of America,Na | Scottsdale | AZ | 09/2010 | 09/2025 |
| Kestra Investment Services | Scottsdale | AZ | 09/2025 | Present |
| Kestra Private Wealth Services | Scottsdale | AZ | 09/2025 | Present |
NAME: AMENT HOLDINGS LLC POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2021 ADDRESS: 27571 N. Miller Rd, Scottsdale AZ 85266, United States DESCRIPTION: manage property and collect rent NAME: ASCEND PRIVATE WEALTH MANAGEMENT POSITION: Co Founder owner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 09/25/2025 ADDRESS: 16260 N. 71st, Ste 250, Scottsdale AZ 85254, United States DESCRIPTION: Running a wealth management business NAME: AMENT PROPERTIES LLC POSITION: owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/07/2024 ADDRESS: 27571 N. Miller Rd., Scottsdale AZ 85266, United States DESCRIPTION: manage rental property NAME: POSITION: null NATURE: null INVESTMENT RELATED: No # OF HOURS: null SECURITIES TRADING HOURS: null START DATE: Address: DESCRIPTION: null Name: ATA HOLDINGS LLC POSITION: Owner NATURE: Pass Through Entity INVESTMENT RELATED: Yes # OF HOURS: 40 SECURITIES TRADING HOURS: 4 START DATE: 05/01/2026 ADDRESS: 16260 N 71st Street, Suite 250, Scottsdale AZ 85266, United States DESCRIPTION: APWP LLC is our business for Ascend. ATA Holdings LLC is an owner of APWP LLC (Ascend)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-17 |
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