Mark A Hadley

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 01/2024
  Woodbury Financial Services, Inc.
  Greenwood Village, CO
• 01/2024 → Present
  Osaic Wealth, Inc.
  Greenwood Village, CO

Previous Registrations

• 2011-08-15 → 2024-01-19
  Woodbury Financial Services, Inc.
  Greenwood Village, CO
• 2011-06-30 → 2011-08-16
  Northwestern Mutual Investment Services, Llc
  Greenwood Vlg, CO

Other Businesses

1) CORPORATE BENEFIT DESIGN, LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/16/2011 ADDRESS: 5347 S Valentia Way, Suite #300, Greenwood Village CO 80111, United States DESCRIPTION: Financial Planning for clients near, or in, in retirement 2) HOMES FOR OUR TROOPS POSITION: Volunteer- Financial Planner NATURE: 501(c) (3) - Non Profit that builds and donates specially adapted custom homes nationwide for severely injured post 9-11 veterans INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 1290 Broadway , Suite 1625, Denver CO 80203, United States DESCRIPTION: I have not yet started as I seek to get OBA approval first. My role would be to have Zoom Meetings monthly with a husband/wife to assist them with debt management technique's that would be helpful going forward for their situation. This is 100% pro bono and no specific products will be discussed or advocated by me. I would merely assist in a roughly 6 month agreement to help discuss their finances and ways they could better organize them to improve their outlook going forward. 3) CANCER LEAGUE OF COLORADO INC. POSITION: Golf Tournament Chair NATURE: 501(c) (3) Charitable Organization - Corporate INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 01/30/2017 ADDRESS: PO Box 5373, Englewood CO 80155, United States DESCRIPTION: My involvement is as a Board Member for the Cancer League of Colorado Foundation. This Foundation is part of the Cancer League of Colorado Inc." The Cancer League of Colorado raises money for both cancer research performed in Colorado as well as raising money for people afflicted with cancer in Colorado through service grants to other charitable organizations. Cancer League of Colorado holds the E&O coverage referenced below. ( not me personally) Please let me know if you need any further information on this. Thank you 4) HADLEY FINANCIAL POSITION: President NATURE: DBA of Corporate Benefit Design, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 03/11/2020 ADDRESS: 5347 S. Valentia Way, Ste#130, Greenwood Village CO 80111, United States DESCRIPTION: Personal and Business Financial Planning to include investment advisory, insurance and alternative investment strategies for clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-29
• S63 Uniform Securities Agent State Law Examination
  2008-09-25

Designations

• Certified Financial Planner
• Chartered Financial Consultant