Gregory Brian Herrling

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 03/2023
  U.S. Bancorp Investments, Inc.
  Bellingham, WA
• 03/2023 → Present
  Raymond James Financial Services, Inc.
  Bellingham, WA
• 03/2023 → Present
  Raymond James Financial Services Advisors, Inc.
  Bellingham, WA

Previous Registrations

• 2010-01-26 → 2023-04-03
  U.S. Bancorp Investments, Inc.
  Mount Vernon, WA
  Port Angeles, WA
  Sequim, WA
  Quilcene, WA
  Bremerton, WA
  Ferndale, WA
  Port Townsend, WA
  Anacortes, WA
  Sedro Woolley, WA
  Oak Harbor, WA
  Burlington, WA
  Lynden, WA
  Blaine, WA
  Mount Vernon, WA
  Bellingham, WA
  Freeland, WA
  Oak Harbor, WA
  Bremerton, WA
  Quilcene, WA
  Sequim, WA
  Anacortes, WA
  Port Townsend, WA
  Port Angeles, WA
  Langley, WA
  Mount Vernon, WA
  Mount Vernon, WA
  Sedro Woolley, WA
  Anacortes, WA
• 2008-12-11 → 2010-02-01
  Wells Fargo Investments, Llc
  Portland, OR

Other Businesses

(1)Name of Business: Chuckanut Financial Services Address: 818 Harris Ave, Bellingham, WA, 98225-6896, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor, Associate/Employee Investment Related: No Start Date: 03/31/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Run the day to day activities of a financial services firm. Meet regularly with clients/prospects and help them with financial planning and decision making. (2)Name of Business: Farewell Bend, OR, LLC Address: 532 38th ST, Bellingham, WA, 98229, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 06/01/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I oversee any decisions that need to be made regarding the vacation rental such as maintenance, property manager, etc.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-14

Designations

• Certified Financial Planner

Other Names

• Greg Herrling
• Gregory Herrling