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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-31 |
| AZ | RA | APPROVED | 2015-12-15 |
Branch Locations
3002 N Central Ave, Phoenix, AZ 85012 • United States
3450 W Polk St, Phoenix, AZ 85009 • United States
5815 N 19Th Ave, Phoenix, AZ 85015 • United States
2010 W Baseline Rd, Phoenix, AZ 85041 • United States
707 E Glendale Ave, Phoenix, AZ 85020 • United States
8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States
5503 W Northern Ave, Glendale, AZ 85301 • United States
9070 W Glendale Ave, Glendale, AZ 85305 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Sedona | AZ | 11/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sedona | AZ | 11/2016 | Present |
UBER, NOT INV RELATED, PHOENIX, AZ, DRIVER, START 5/18/2021, 30 HOURS PER MONTH, ZERO HOURS DURING TRADING, DRIVING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-06 |
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