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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-06-29
  • UT RA
    APPROVED
    Since 2023-06-29

Branch Locations

3109 West 4700 South, Taylorsville, UT 84129 • United States

12538 Creek Meadow Rd, Riverton, UT 84065 • United States

3675 South 900 East, Millcreek, UT 84106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates Salt Lake City UT 07/2011 12/2017
Cuso Financial Services, Lp San Diego CA 12/2017 09/2021
Cetera Wealth Services, Llc El Segundo CA 09/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Granite Peak Financial Riverton UT 10/2021 Present
  • 07/2011 → 12/2017
    Royal Alliance Associates
    Salt Lake City, UT
  • 12/2017 → 09/2021
    Cuso Financial Services, Lp
    San Diego, CA
  • 09/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 10/2021 → Present
    Granite Peak Financial
    Riverton, UT
Previous Registrations
  • 2017-12-05 → 2021-09-21
    Cuso Financial Services, L.P.
    Salt Lake City, UT
    West Valley, UT
    Salt Lake City, UT
    South Jordan, UT
  • 2011-07-08 → 2017-11-03
    South Jordan, UT
  • 2010-03-30 → 2011-07-08
    Chase Investment Services Corp.
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/2009; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. NAME OF OTHER BUSINESS: GRANITE CREDIT UNION; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; START DATE: 09/2021; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PROFESSIONAL PROVIDING FINANCIAL SERVICES ON CREDIT UNION PREMISES; 3. NAME OF OTHER BUSINESS: RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: SALT LAKE CITY, UT; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 09/2011; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RENT OUT DUPLEX AND ACT AS LANDLORD; 4. NAME OF OTHER BUSINESS: GRANITE PEAK FINANCIAL, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE:10/2021,, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: GRANITE INVESTMENT SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 6. NAME OF OTHER BUSINESS: GRANITE CREDIT UNION DBA GRANITE INVESTMENT GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL PROFESSIONAL PROVIDING FINANCIAL SERVICES ON CREDIT UNION PREMISES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-16
S63 Uniform Securities Agent State Law Examination 2008-10-03
  • S65 Uniform Investment Adviser Law Examination
    2010-03-16
  • S63 Uniform Securities Agent State Law Examination
    2008-10-03
Other Names
  • Zane P Hanzon
  • Zane Perry Hanzon

View on SEC IAPD

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