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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED_RES | 2013-10-14 |
| UT | RA | APPROVED | 2007-09-20 |
Branch Locations
3065 W. 5400 S., Taylorsville, UT 84129 • United States
7325 S Union Park Ave, Midvale, UT 84047 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Taylorsville | UT | 09/2007 | Present |
| Mountain America Credit Union | Taylorsville | UT | 09/2007 | Present |
1. 9/20/2007: NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - INSURANCE REP FOR MOUNTAIN AMERICA INSURANCE. SELL FIXED ANNUITIES, LIFE, HEATH, DISABILITY INSURANCE - 5% TIME SPENT. 2. 1/7/2020 - Mountain America Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/30/2019 - 40 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-08-23 |
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