Ross Michael Pfeifer

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → Present
  Lee Camene Insurance Agency
  St Louis, MO
• 07/2011 → 08/2024
  Ohio National Financial Services
  Cincinnati, OH
• 08/2011 → 08/2024
  The O.N. Equity Sales Company
  Cincinnati, OH
• 08/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2024 → Present
  Cambridge Investment Research Advisor, Inc.
  Fairfield, IA

Previous Registrations

• 2014-09-04 → 2024-08-01
  On Investment Management Co
  Chesterfield, MO

Other Businesses

1) LEE CAMENE INSURANCE AGENCY, 390 S WOODS MILL RD SUITE 100 CHESTERFIELD MO, 01/2000, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 120 HR/MO 100 HR/MO TRADING 2) THE AMERICA GROUP LLC, 390 S WOODS MILL RD SUITE 100 CHESTERFIELD MO, 07/2011, IAR, DBA, INV REL, 20 HR/MO 20 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2024, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 40 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-10-21
• S63 Uniform Securities Agent State Law Examination
  2010-05-28