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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-16
VI RA APPROVED 2022-11-15
WI RA APPROVED 2022-11-14
  • TX RA
    APPROVED_RES
    Since 2022-11-16
  • VI RA
    APPROVED
    Since 2022-11-15
  • WI RA
    APPROVED
    Since 2022-11-14

Branch Locations

10 E. Doty Street, Ste 1000, Madison, WI 53703 • United States

Fitchburg, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 08/2006 Present
Previous Registrations
Other Businesses

1) Name of Entity: Girl Scouts of Wisconsin Badgerland Council, Inc Non-investment related Address of Entity: 4801 S Biltmore Ln, Madison, WI 53718 Nature of OBA: Girl Scouts of Wisconsin-Badgerland Council serves a diverse membership of girls and adult volunteer Position/Title/Relationship: Committee/Council Member (not associated with the Board of Directors) Start Date: 11/16/23 Time devoted: one hour / quarter meeting plus reading/prep; 0 during securities trading hours Duties: Provide guidance to the Board for all policy decisions pertaining to financial plans and business investment for the Council; and  Bring expertise regarding appropriate financial benchmarks, trends, and changes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-13
  • S66 Uniform Combined State Law Examination
    2009-04-13

View on SEC IAPD

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