Kenneth Charles Duncan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → Present
  Lpl Financial, Llc
  Durango, CO
• 06/2016 → Present
  Western Wealth Management, Llc
  Durango, CO

Previous Registrations

• 2014-06-20 → 2016-06-22
  Western Wealth Management Llc
  Durango, CO
  Golden, CO
• 2009-06-01 → 2014-07-07
  Morgan Stanley
  Durango, CO
• 2008-12-23 → 2009-06-01
  Morgan Stanley & Co. Llc
  Centennial, CO
  Durango, CO

Other Businesses

1. 06/20/2014 - WESTERN WEALTH MANAGEMENT - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 1199 MAIN AVE STE 209, DURANGO, CO 81301 2. 09/15/2014: WESTERN WEALTH MANAGEMENT, LLC - INV REL - 1199 MAIN AVE STE 209, DURANGO, CO 81301 - REGISTERED INVESTMENT ADVISOR HYBRID: (HYBRID) WESTERN WEALTH MANAGEMENT - 50% OF TIME SPENT - IAR. 3. 4/2/2019 - No Business Name - Investment Related - Home Based & Durango, CO. 81301 - Real Estate Rental - Start Date: 09/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 11/13/2019 - Durango Financial Planning - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:11/1/2019 - 40 hrs/mo - 40 hrs during trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-22

Designations

• Certified Financial Planner