Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-20
  • NY RA
    APPROVED
    Since 2021-03-20

Branch Locations

6049 Transit Rd Ste 103, East Amherst, NY 14051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corporation Williamsville NY 02/2014 03/2021
Abel Williamsville NY 02/2014 12/2019
Gilman Ciocia, Inc Willliamsville NY 02/2014 12/2019
Cetera Financal Specialists Llc Schuamburg IL 03/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2021 Present
Hd Tax Solutions East Amherst NY 02/2021 Present
Hd Financial Specialists East Amherst NY 03/2021 Present
  • 02/2014 → 03/2021
    National Securities Corporation
    Williamsville, NY
  • 02/2014 → 12/2019
    Abel
    Williamsville, NY
  • 02/2014 → 12/2019
    Gilman Ciocia, Inc
    Willliamsville, NY
  • 03/2021 → Present
    Cetera Financal Specialists Llc
    Schuamburg, IL
  • 03/2021 → Present
    Schaumburg, IL
  • 02/2021 → Present
    Hd Tax Solutions
    East Amherst, NY
  • 03/2021 → Present
    Hd Financial Specialists
    East Amherst, NY
Previous Registrations
Other Businesses

1) LOCKPORT COMMUNITY SERVICES, INC., NOT INVESTMENT RELATED, LOCKPORT, NY, FUNDRAISING FOR LOCAL STATE PARK, VP, SET MEETING AGENDA AND WEBSITE CONTENT, .5H/WEEK, SINCE 01/2015. 2) HISTORIC LOCKPORT MILL RACE, NOT INVESTMENT RELATED, LOCKPORT, NY, NONPROFIT FOR LOCAL PROJECTS IN HOPMETOWN, BOARD MEMBER, .5H/WEEK, SINCE 01/2017. 3) GS NATIONAL, NOT INVESTMENT RELATED, PITTSBURG, PA, SALES OF MEDICARE INSURANCE, 2H/WEEK, SINCE 12/2019. 4) HD HEALTH SOLUTIONS, NOT INVESTMENT RELATED, TONAWANDA, NY, CO-OWNER, SALES OF MEDICARE PLANS, 2H/WEEK, SINCE 11/2020. 5) HD TAX SOLUTIONS, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, TAX PREPARATION AND PLANNING SERVICES FOR INDIVIDUALS AND BUSINESSES, 5H/WEEK, SINCE 02/2021 6) HD FINANCIAL SPECIALISTS, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR FINANCIAL SERVICES, PRESIDENT, FINANCIAL ADVISOR, 50H/WEEK, SINCE 03/2021 7) NAME OF OTHER BUSINESS: 2016 BJS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: USED FOR FUNDRAISING FOR HOCKEY TEAM;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-07-31
  • S66 Uniform Combined State Law Examination
    2009-07-31

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in East Amherst, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor