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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-20 |
Branch Locations
6049 Transit Rd Ste 103, East Amherst, NY 14051 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corporation | Williamsville | NY | 02/2014 | 03/2021 |
| Abel | Williamsville | NY | 02/2014 | 12/2019 |
| Gilman Ciocia, Inc | Willliamsville | NY | 02/2014 | 12/2019 |
| Cetera Financal Specialists Llc | Schuamburg | IL | 03/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2021 | Present |
| Hd Tax Solutions | East Amherst | NY | 02/2021 | Present |
| Hd Financial Specialists | East Amherst | NY | 03/2021 | Present |
1) LOCKPORT COMMUNITY SERVICES, INC., NOT INVESTMENT RELATED, LOCKPORT, NY, FUNDRAISING FOR LOCAL STATE PARK, VP, SET MEETING AGENDA AND WEBSITE CONTENT, .5H/WEEK, SINCE 01/2015. 2) HISTORIC LOCKPORT MILL RACE, NOT INVESTMENT RELATED, LOCKPORT, NY, NONPROFIT FOR LOCAL PROJECTS IN HOPMETOWN, BOARD MEMBER, .5H/WEEK, SINCE 01/2017. 3) GS NATIONAL, NOT INVESTMENT RELATED, PITTSBURG, PA, SALES OF MEDICARE INSURANCE, 2H/WEEK, SINCE 12/2019. 4) HD HEALTH SOLUTIONS, NOT INVESTMENT RELATED, TONAWANDA, NY, CO-OWNER, SALES OF MEDICARE PLANS, 2H/WEEK, SINCE 11/2020. 5) HD TAX SOLUTIONS, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, TAX PREPARATION AND PLANNING SERVICES FOR INDIVIDUALS AND BUSINESSES, 5H/WEEK, SINCE 02/2021 6) HD FINANCIAL SPECIALISTS, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR FINANCIAL SERVICES, PRESIDENT, FINANCIAL ADVISOR, 50H/WEEK, SINCE 03/2021 7) NAME OF OTHER BUSINESS: 2016 BJS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: USED FOR FUNDRAISING FOR HOCKEY TEAM;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-31 |
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