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Gregory S Banks

Wells Fargo Clearing Services, LLC

Holladay, UT

Lehi, UT

Mapleton, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-09-29
UT RA APPROVED 2006-02-28
  • TX RA
    APPROVED_RES
    Since 2011-09-29
  • UT RA
    APPROVED
    Since 2006-02-28

Branch Locations

6550 S Millrock Dr Ste 100, Holladay, UT 84121 • United States

Lehi, UT • United States

Mapleton, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Salt Lake City UT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Salt Lake City UT 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-27
S63 Uniform Securities Agent State Law Examination 2006-02-03
  • S65 Uniform Investment Adviser Law Examination
    2006-02-27
  • S63 Uniform Securities Agent State Law Examination
    2006-02-03
Other Names
  • Greg Banks

View on SEC IAPD

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