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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Birmingham | AL | 04/2015 | 04/2018 |
| Suntrust Investment Services Inc | Atlanta | GA | 08/2018 | 01/2021 |
| Suntrust Bank | Bartlett | TN | 08/2018 | 01/2021 |
| Unemployed | Bartlett | TN | 04/2018 | 08/2018 |
| Suntrust Advisory Services, Inc. | Atlanta | GA | 09/2018 | 01/2021 |
| Pnc Investments Llc | Birmingham | AL | 11/2021 | 10/2025 |
| Unemployed | Memphis | TN | 01/2021 | 11/2021 |
| Cetera Investment Services Llc | Saint Cloud | MN | 12/2025 | Present |
| Cetera Investment Advisers Llc | Fairfield | AL | 12/2025 | Present |
| Regions Bank | Fairfield | AL | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-08 |
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