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Mma Securities LLC CRD 44254
10,839 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1166 Avenue Of The Americas, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-02-21 |
| NE | RA | APPROVED | 2024-02-13 |
| SD | RA | APPROVED | 2024-02-13 |
| TX | RA | APPROVED | 2024-02-13 |
| MN | RA | APPROVED | 2024-01-02 |
Branch Locations
6160 Golden Hills Drive, Minneapolis, MN 55416 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Minneapolis | MN | 10/2015 | 10/2017 |
| Marsh & Mclennan Agency | Minneapolis | MN | 04/2017 | Present |
| Mma Securities Llc | Minneapolis | MN | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-04 |
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