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Jonathan Lee Fredman

Mma Securities LLC

Minneapolis, MN

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Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2024-02-21
NE RA APPROVED 2024-02-13
SD RA APPROVED 2024-02-13
TX RA APPROVED 2024-02-13
MN RA APPROVED 2024-01-02
  • ND RA
    APPROVED
    Since 2024-02-21
  • NE RA
    APPROVED
    Since 2024-02-13
  • SD RA
    APPROVED
    Since 2024-02-13
  • TX RA
    APPROVED
    Since 2024-02-13
  • MN RA
    APPROVED
    Since 2024-01-02

Branch Locations

6160 Golden Hills Drive, Minneapolis, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Minneapolis MN 10/2015 10/2017
Marsh & Mclennan Agency Minneapolis MN 04/2017 Present
Mma Securities Llc Minneapolis MN 10/2017 Present
  • 10/2015 → 10/2017
    Lpl Financial
    Minneapolis, MN
  • 04/2017 → Present
    Marsh & Mclennan Agency
    Minneapolis, MN
  • 10/2017 → Present
    Mma Securities Llc
    Minneapolis, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-08
S63 Uniform Securities Agent State Law Examination 2016-02-04
  • S65 Uniform Investment Adviser Law Examination
    2023-12-08
  • S63 Uniform Securities Agent State Law Examination
    2016-02-04

View on SEC IAPD

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