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CRD 5588834
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-09-21 |
| CA | RA | APPROVED | 2016-08-01 |
Branch Locations
100 N Citrus St, West Covina, CA 91791 • United States
17799 E Colima Rd, City Of Industry, CA 91748 • United States
350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States
2322 S Azusa Ave, West Covina, CA 91792 • United States
121 S Hacienda Blvd, City Of Industry, CA 91745 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Pasadena | CA | 08/2003 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-29 |
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