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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2024-01-18 |
| TX | RA | APPROVED_RES | 2023-02-06 |
| NE | RA | APPROVED | 2023-02-03 |
Branch Locations
5606 John F. Kennedy Blvd., North Little Rock, AR 72116 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sowell Management Services | North Little Rock | AR | 03/2015 | 05/2019 |
| Mutual Advisors, Llc. | Omaha | NE | 05/2019 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 08/2019 | Present |
1. STEP Ministries/CrossOver Basketball, Start Date: 11/01/2011, 1 E 52 Pl., North Little Rock, AR 72116, Not for Profit, Non-Profit Organization, Sole Proprietor, Board Member, As a Board Member of CrossOver Basketball under STEP Ministries, I make decisions about the basketball league, I am a coach, a mentor, and I help raise money through fundraisers like golf tournaments, None Investment Related, 8 hours per month Jan-Mar, 0 hours per day during trading hours. 2. JS Capital Services, Inc., Start Date: 12/31/2019, 5606 John F. Kennedy Blvd., North Little Rock, AR 72116, S-Corp, Pass through income, Sole Member, Not Investment Related, 1 Hour per month, 0 Hours per day during trading hours. 3. Rental Property, Start Date: 02/08/2020, 1203 Claycut Cir, North Little Rock, AR 72116, Sole Proprietor, Rental Property, Landlord, I do not have any duties, I hire a management company to collect rent and manage the property, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 4. BCS Properties, LLC., Start Date: 01/05/2021, 1203 Claycut Cir, North Little Rock, AR 72116, LLC, Real Estate, Managing Member, Invest in local rental properties and flips, My role is strictly as a decision make with the other members, Other members are current clients, but relationships preexisted advisory relationship, Not Investment Related, 5 Hours per month, 0 Hours per day during trading hours. 5. Crestline, LLC., Start Date: 5606 John F. Kennedy Blvd., North Little Rock, AR 72116, LLC, Real Estate, Managing Member, Invest in commercial real estate, My role is strictly as a decision maker with the other member who is a current client, but the relationship pre-existed advisory relationship, Not Investment Related, 3 Hours per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-06 |
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