Coleman O'leary

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-05-06
OH	RA	APPROVED	2015-03-04

TX RA
APPROVED_RES

Since 2021-05-06
OH RA
APPROVED

Since 2015-03-04

Branch Locations

28901 Clemens Road #111E, Westlake, OH 44145 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alpha Retirement Solutions	Bay Village	OH	11/2012	Present
Cambridge Investment Research, Inc.	Fairfield	IA	03/2015	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2015	Present

11/2012 → Present

Alpha Retirement Solutions

Bay Village, OH
03/2015 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
03/2015 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) ALPHA RETIREMENT SOLUTIONS. WESTLAKE, OH. STARTED 3/2015. DBA NAME. SPENDS 30 HR/WK, 30 HR/WK DURING TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 03/02/2015

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-03-25

S63 Uniform Securities Agent State Law Examination

2010-03-25

Other Names

Coleman O'LEary
Christopher C Oleary

View on SEC IAPD

Current Employers

Cambridge Investment Research Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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