Best Investors Account Sign in
Inactive

Jesse David Haller

Compass Financial Group, Inc

Sioux Falls, SD

Claim This Profile
Current Employers
Compass Financial Group, Inc

4300 South Louise Ave. Suite 300, Sioux Falls, SD 57106 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-04
SD RA APPROVED 2016-04-21
  • TX RA
    APPROVED
    Since 2020-06-04
  • SD RA
    APPROVED
    Since 2016-04-21

Branch Locations

4300 South Louise Ave. Suite 300, Sioux Falls, SD 57106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regional Services Company Dbal Compass Financial Group Sioux Falls SD 04/2011 Present
  • 04/2011 → Present
    Regional Services Company Dbal Compass Financial Group
    Sioux Falls, SD
Previous Registrations
  • 2011-05-10 → 2015-12-31
    Compass Financial Group, Inc
    Sioux Falls, SD
  • 2008-11-14 → 2012-08-03
    Brokersxpress Llc
    Sioux Falls, SD
    Sioux Falls, SD
    Chicago, IL
    Chicago, IL
Other Businesses

Genesis Financial - FINANCIAL/SALES OF NON SECURITIES BUSINESS - Licensed Independent Agent - SELL LIFE & HEALTH INSURANCE IN SOUTH DAKOTA. APPROX 5 HRS PER MONTH. LIFE, HEALTH, DISABILLITY, LONG TERM CARE, MED SUPPS; HOURS PER MONTH 5: TRADING HOURS: 5; DUTIES: SALES; STARTED 2010 to Present

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-29
  • S66 Uniform Combined State Law Examination
    2008-09-29
Designations

View on SEC IAPD

Other Firms

MARINER
THRIVENT INVESTMENT MANAGEMENT INC.
EDWARD JONES
RBC CAPITAL MARKETS, LLC
RIA ADVISORY GROUP, LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
UBS FINANCIAL SERVICES INC.

Other Investors

RUSSELL JAMES PIXLER
Morgen Hall
Christina Lynn
ROSS VINCENT MENKE
ASHLEY NICOLE RENELT
Kelsey J Hardie
Charles Joseph Illg
Keith Adam Knobloch

Other Offices

MARINER · Sioux Falls, SD
MARINER · Sioux Falls, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD
EDWARD JONES · SIOUX FALLS, SD
RBC CAPITAL MARKETS, LLC · SIOUX FALLS, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
WELLS FARGO CLEARING SERVICES, LLC · SIOUX FALLS, SD

More in Sioux Falls, SD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor