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Jerrod James Ferguson

Vance Wealth

Santa Clarita, CA

CRD 5588110

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Employer firm

Vance Wealth CRD 310162

$894M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Vance Wealth

26491 Summit Circle, Santa Clarita, CA 91350 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-09-22
  • CA RA
    APPROVED
    Since 2020-09-22

Branch Locations

26491 Summit Circle, Santa Clarita, CA 91350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Valencia CA 06/2009 10/2020
Raymond James Financial Services Advisors, Inc. Valencia CA 01/2010 10/2020
Vance Wealth, Inc. Santa Clarita CA 09/2020 Present
Previous Registrations
Other Businesses

Independent Insurance Agent - 1-2 Hrs/Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-29
  • S66 Uniform Combined State Law Examination
    2009-12-29
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC

Nearby Investors

KAMERIE JOY LARSEN
Natalia Carolina Avila
Robyn L Lawhon

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA CLARITA, CA
MORGAN STANLEY · VALENCIA, CA
J.P. MORGAN SECURITIES LLC · VALENCIA, CA

More in Santa Clarita, CA

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