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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-06-23
  • MO RA
    APPROVED
    Since 2023-06-23

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank The Woodlands TX 10/2014 05/2019
Cetera Investment Services Llc St. Cloud MN 10/2014 05/2019
Cetera Investment Advisers Llc The Woodlands TX 10/2014 05/2019
Prudential Insurance Company Of America Alton IL 06/2019 02/2023
Pruco Securities, Llc. Alton IL 06/2019 02/2023
Disys St Louis MO 03/2023 11/2023
Wells Fargo Clearing Services St Louis MO 03/2023 Present
  • 10/2014 → 05/2019
    Regions Bank
    The Woodlands, TX
  • 10/2014 → 05/2019
    Cetera Investment Services Llc
    St. Cloud, MN
  • 10/2014 → 05/2019
    Cetera Investment Advisers Llc
    The Woodlands, TX
  • 06/2019 → 02/2023
    Prudential Insurance Company Of America
    Alton, IL
  • 06/2019 → 02/2023
    Alton, IL
  • 03/2023 → 11/2023
    Disys
    St Louis, MO
  • 03/2023 → Present
    Wells Fargo Clearing Services
    St Louis, MO
Previous Registrations
  • 2019-08-08 → 2023-03-09
    Godfrey, IL
    Alton, IL
    Swansea, IL
    Swansea, IL
    Godfrey, IL
  • 2008-11-20 → 2010-09-09
    Bethalto, IL
    Bethalto, IL
    St Louis, MO
Other Businesses

PORCH CAFE BAND; NOT INV RELATED; GODFREY, IL; BAND MEMBER; START 01/01/2024; 8 HOURS PER MONTH; 0 HOURS DURING TRADING; BASS PLAYER. RIVERBEND RAPTOR POSITION: Owner NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2019 ADDRESS: 5002 Eiffel Ct. Godfrey, IL. 62035, United States DESCRIPTION: MC and wear dinosaur costume for kids parties LENS COINS POSITION: owner NATURE: buying rare coins INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2008 ADDRESS: 5002 Eiffel Ct. Godfrey, IL. 62035, United States DESCRIPTION: buy and sell rare coins LIGHTHOUSE HIRING; NOT INV RELATED; ALTON, IL; RECRUITER; START 01/01/2024; 8 HOURS PER MONTH; 0 HOURS DURING TRADING; RECRUITER.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-30
  • S66 Uniform Combined State Law Examination
    2008-10-30
Other Names
  • Leonard Levi
  • Len Levi
  • Leonard Lamarr Levi
  • Leonard Lamarr Levi

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