Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-04
WI RA APPROVED 2008-11-20
  • TX RA
    APPROVED
    Since 2024-03-04
  • WI RA
    APPROVED
    Since 2008-11-20

Branch Locations

37 North Pioneer Rd, Fond Du Lac, WI 54935 • United States

Fond Du Lac, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huberty And Associates S.C. Fond Du Lac WI 08/2008 09/2023
Cetera Financial Specialists Llc Schaumburg IL 08/2008 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2008 Present
Huberty Holdings. Llc Fond Du Lac WI 01/2022 12/2025
Huberty Holdings. Llc, Ii Fond Du Lac WI 01/2022 12/2025
Huberty & Associates S.C, Dba Vesta Fond Du Lac WI 09/2023 Present
Vesta Cpas Sc Dba Vesta Fond Du Lac WI 10/2025 Present
Strategic Investments, Inc Fond Du Lac WI 01/2019 Present
  • 08/2008 → 09/2023
    Huberty And Associates S.C.
    Fond Du Lac, WI
  • 08/2008 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2008 → Present
    Schaumburg, IL
  • 01/2022 → 12/2025
    Huberty Holdings. Llc
    Fond Du Lac, WI
  • 01/2022 → 12/2025
    Huberty Holdings. Llc, Ii
    Fond Du Lac, WI
  • 09/2023 → Present
    Huberty & Associates S.C, Dba Vesta
    Fond Du Lac, WI
  • 10/2025 → Present
    Vesta Cpas Sc Dba Vesta
    Fond Du Lac, WI
  • 01/2019 → Present
    Strategic Investments, Inc
    Fond Du Lac, WI
Other Businesses

1) NAME OF OTHER BUSINESS: VESTA CPAS SC DBA VESTA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: TAX PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING SERVICES; 2) NAME OF OTHER BUSINESS: VESTA, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) COPS FOR KIDS FOUNDATION, INC., NOT INVESTMENT RELATED, 126 N MAIN ST., FOND DU LAC, WI 54935, NON-PROFIT, STARTED 4/2017, POSITION/TITLE/RELATIONSHIP: TREASURER, LESS THAN 2 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDE SCHOLARSHIPS, SUPPLIES AND ACTIVITIES TO NEEDY CHILDREN 4) NAME OF OTHER BUSINESS: STRATEGIC INVESTMENTS, INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 01/2019, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FILE TAX RETURNS, MANAGE OPERATING EXPENSES: 5) NAME OF OTHER BUSINESS: SOUTHHILLS GOLF & COUNTRY CLUB ; INVESTMENT RELATED: NO; ADDRESS: 1175 FOND DU LAC AVE, FOND DU LAC, WI 54935; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/TREASURER ; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OVERSEE OUR FINANCE COMMITTEE AND SUPPORT OUR CLUBS CONTROLLER IN REVIEWING FINANCIAL STATEMENTS AND ANYTHING FINANCIAL RELATED THAT MAY COME UP 6) NAME OF OTHER BUSINESS: MORAINE PARK TECHNICAL COLLEGE FOUNDATION INC.; INVESTMENT RELATED: NO; ADDRESS: 235 N. NATIONAL AVE FOND DU LAC WI 54935; NATURE OF BUSINESS: AWARD SCHOLARSHIPS TO STUDENTS; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: .10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MEMBER OF THE BOARD;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-19
  • S66 Uniform Combined State Law Examination
    2008-11-19
Designations
  • Certified Financial Planner
Other Names
  • Eric Gurholt

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Fond Du Lac, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor