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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-04
WI RA APPROVED 2008-11-20
  • TX RA
    APPROVED
    Since 2024-03-04
  • WI RA
    APPROVED
    Since 2008-11-20

Branch Locations

37 North Pioneer Rd, Fond Du Lac, WI 54935 • United States

Fond Du Lac, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Huberty And Associates S.C. Fond Du Lac WI 08/2008 09/2023
Cetera Financial Specialists Llc Schaumburg IL 08/2008 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2008 Present
Huberty Holdings. Llc Fond Du Lac WI 01/2022 12/2025
Huberty Holdings. Llc, Ii Fond Du Lac WI 01/2022 12/2025
Huberty & Associates S.C, Dba Vesta Fond Du Lac WI 09/2023 Present
Vesta Cpas Sc Dba Vesta Fond Du Lac WI 10/2025 Present
Strategic Investments, Inc Fond Du Lac WI 01/2019 Present
  • 08/2008 → 09/2023
    Huberty And Associates S.C.
    Fond Du Lac, WI
  • 08/2008 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2008 → Present
    Schaumburg, IL
  • 01/2022 → 12/2025
    Huberty Holdings. Llc
    Fond Du Lac, WI
  • 01/2022 → 12/2025
    Huberty Holdings. Llc, Ii
    Fond Du Lac, WI
  • 09/2023 → Present
    Huberty & Associates S.C, Dba Vesta
    Fond Du Lac, WI
  • 10/2025 → Present
    Vesta Cpas Sc Dba Vesta
    Fond Du Lac, WI
  • 01/2019 → Present
    Strategic Investments, Inc
    Fond Du Lac, WI
Other Businesses

1) NAME OF OTHER BUSINESS: VESTA CPAS SC DBA VESTA; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: TAX PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING SERVICES; 2) NAME OF OTHER BUSINESS: VESTA, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2023, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) COPS FOR KIDS FOUNDATION, INC., NOT INVESTMENT RELATED, 126 N MAIN ST., FOND DU LAC, WI 54935, NON-PROFIT, STARTED 4/2017, POSITION/TITLE/RELATIONSHIP: TREASURER, LESS THAN 2 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROVIDE SCHOLARSHIPS, SUPPLIES AND ACTIVITIES TO NEEDY CHILDREN 4) NAME OF OTHER BUSINESS: STRATEGIC INVESTMENTS, INC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 01/2019, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: FILE TAX RETURNS, MANAGE OPERATING EXPENSES: 5) NAME OF OTHER BUSINESS: SOUTHHILLS GOLF & COUNTRY CLUB ; INVESTMENT RELATED: NO; ADDRESS: 1175 FOND DU LAC AVE, FOND DU LAC, WI 54935; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER/TREASURER ; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: OVERSEE OUR FINANCE COMMITTEE AND SUPPORT OUR CLUBS CONTROLLER IN REVIEWING FINANCIAL STATEMENTS AND ANYTHING FINANCIAL RELATED THAT MAY COME UP 6) NAME OF OTHER BUSINESS: MORAINE PARK TECHNICAL COLLEGE FOUNDATION INC.; INVESTMENT RELATED: NO; ADDRESS: 235 N. NATIONAL AVE FOND DU LAC WI 54935; NATURE OF BUSINESS: AWARD SCHOLARSHIPS TO STUDENTS; START DATE: 01/2017; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: .10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MEMBER OF THE BOARD;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-19
  • S66 Uniform Combined State Law Examination
    2008-11-19
Designations
Other Names
  • Eric Gurholt

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