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Joseph William Jones

Rhodes Investment Advisors, Inc.

Fort Worth, TX

CRD 5587226

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Employer firm

Rhodes Investment Advisors, Inc. CRD 114245

$419M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rhodes Investment Advisors, Inc.

306 West 7Th Street Suite 1000, Fort Worth, TX 76012 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-10-09
  • TX RA
    APPROVED
    Since 2015-10-09

Branch Locations

306 West 7Th Street Suite 1000, Fort Worth, TX 76012 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Rhodes Securities, Inc. Fort Worth TX 08/2015 Present
  • 08/2015 → Present
    Rhodes Securities, Inc.
    Fort Worth, TX
Previous Registrations
  • 2008-11-13 → 2015-09-23
    Benbrook, TX
    Granbury, TX
    Benbrook, TX
    St Louis, MO
Other Businesses

1. INSURANCE AGENT AND INDEPENDENT CONTRACTOR REGISTERED REPRESENTATIVE OF RHODES SECURITIES, INC. LOCATED AT 306 WEST 7TH STREET, SUITE 1000 FORT WORTH, TX 76102, SELLS INSURANCE VARIABLE AND FIXED, HOURS DURING MONTH: 10 HOURS DURING DAY: 2-4.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-30
  • S66 Uniform Combined State Law Examination
    2008-10-30
Other Names
  • Joseph Jones

View on SEC IAPD

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