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30400 Detroit Road Suite 201, Westlake, OH 44145 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-04-28 |
| MI | RA | APPROVED | 2025-04-21 |
Branch Locations
30400 Detroit Road Suite 201, Westlake, OH 44145 • United States
4415 Duke St., Suite 2 East, Kalamazoo, MI 49008 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harbour Investments Inc | Madison | WI | 03/2016 | 04/2025 |
| Brandt Wealth Advisors (D.b.a. For Advisory Business) | Kalamazoo | MI | 03/2016 | Present |
| C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors | Westlake | OH | 04/2025 | Present |
1) Mr. Brandt is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Brandt spends approx. 10 hrs/week during trading hours on this activity. 2) Mr. Brandt is the Owner/Landlord of a rental property in Michigan. Mr. Brandt spends approximately four hours per month on this activity during non-trading hours. 3) Mr. Brandt is a representative for ACN Incorporated. In this capacity, Mr. Brandt provides telecommunications, energy, health sharing, and other services to individual and businesses through a network of independent sellers who also can recruit other sellers. Responsibilities consist mainly of contacting potential new customers, communicating the services offered, and then helping them enroll in each of the service plans they have chosen. Mr. Brandt spends approximately one hour per month on this activity during non-trading hours. This is not an investment related activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-20 |
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