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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-04-02 |
Branch Locations
16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States
Conshohocken, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Insurance Company | Wilmington | DE | 08/2014 | 02/2024 |
| Hornor, Townsend & Kent, Llc | Wilmington | DE | 08/2014 | 02/2024 |
| Mml Investors Services, Llc | Newtown Square | PA | 03/2024 | Present |
| Massmutual Life Insurance Co | Newtown Square | PA | 03/2024 | Present |
1) NAME: PRUDENZ, LLC INV REL: N ADD: 3210 NAAMANS ROAD, APT S12, WILMINGTON, DE 19810 NATURE: SERVICE INDUSTRY. UTILIZE PROFESSIONAL NETWORK TO ASSIST IN PROJECTS POSITION: PARTNER START DATE: 02/14/2024 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MEET WITH SERVICE VENDORS OR PRODUCT SUPPLIERS TO FACILITATE 2) NAME: SJMC AGENCIES, LLC INV REL: Y ADD: 1239 NORTH FARMVIEW DRIVE, DOVER, DE 19904 NATURE: UTILIZING NETWORK TO ASSIST IN COMMERCIAL PAPER AND ENVELOPE PROJECTS POSITION: PARTNER START DATE: 02/14/2024 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MEET WITH SERVICE VENDORS OR PRODUCT SUPPLIERS TO HELP FACILITATE RELATIONSHIPS 3) NAME: UP CONSULTANT, LLC INV REL: Y ADD: 1239 NORTH FARMVIEW DRIVE, DOVER, DE 19904 NATURE: UTILIZING MY PROFESSIONAL NETWORK TO HELP ASSIST IN PROJECTS POSITION: PARTNER START DATE: 02/14/2024 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MEET WITH SERVICE VENDORS OR PRODUCT SUPPLIERS TO HELP FACILITATE RELATIONSHIPS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-12-02 |
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