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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-25
TX RA APPROVED 2022-03-23
  • NJ RA
    APPROVED
    Since 2022-03-25
  • TX RA
    APPROVED
    Since 2022-03-23

Branch Locations

500 College Rd East Ste 230, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Princeton NJ 11/2012 03/2022
Lpl Financial Llc Princeton NJ 03/2022 Present
Previous Registrations
Other Businesses

1)01/18/2022 - Alcove Private Wealth, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2022 - 160 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-25
  • S66 Uniform Combined State Law Examination
    2008-11-25
Other Names
  • Daryl Lipkin
  • Daryl W Lipkin
  • Daryl Wayne Lipkin

View on SEC IAPD

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