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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-03-21
  • AZ RA
    APPROVED
    Since 2024-03-21

Branch Locations

7025 N Scottsdale Rd Ste 115 And 110, Scottsdale, AZ 85253 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Planners' Financial Services Scottsdale AZ 02/2015 04/2018
Pinnacle Financial Advisors Tempe AZ 10/2014 04/2018
Andres Favela Tempe AZ 02/2015 04/2018
Seros Financial Llc Tempe AZ 08/2017 04/2018
Kestra Financial, Inc. Phoenix AZ 06/2018 01/2019
Versant Capital Management, Inc Phoenix AZ 05/2019 01/2020
Delaware North Scottsdale AZ 03/2019 03/2019
Unemployed Phoenix AZ 01/2020 09/2020
Securities America, Inc. Phoenix AZ 09/2020 11/2021
Pfg Advisors Phoenix AZ 09/2020 11/2021
Triad Advisors Norcross GA 12/2021 11/2023
Continuum Advisory, Llc Eagle ID 12/2021 11/2023
Wilde Wealth Management Scottsdale AZ 11/2023 Present
Clarendon 33, Llc Phoenix AZ 07/2023 Present
Cetera Advisors Llc St Cloud MN 11/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 02/2015 → 04/2018
    United Planners' Financial Services
    Scottsdale, AZ
  • 10/2014 → 04/2018
    Pinnacle Financial Advisors
    Tempe, AZ
  • 02/2015 → 04/2018
    Andres Favela
    Tempe, AZ
  • 08/2017 → 04/2018
    Seros Financial Llc
    Tempe, AZ
  • 06/2018 → 01/2019
    Kestra Financial, Inc.
    Phoenix, AZ
  • 05/2019 → 01/2020
    Phoenix, AZ
  • 03/2019 → 03/2019
    Delaware North
    Scottsdale, AZ
  • 01/2020 → 09/2020
    Unemployed
    Phoenix, AZ
  • 09/2020 → 11/2021
    Securities America, Inc.
    Phoenix, AZ
  • 09/2020 → 11/2021
    Phoenix, AZ
  • 12/2021 → 11/2023
    Triad Advisors
    Norcross, GA
  • 12/2021 → 11/2023
    Eagle, ID
  • 11/2023 → Present
    Wilde Wealth Management
    Scottsdale, AZ
  • 07/2023 → Present
    Clarendon 33, Llc
    Phoenix, AZ
  • 11/2023 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: WILDE WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 11/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: CLARENDON 33, LLC, INVESTMENT RELATED: NO, ADDRESS: 3030 E CLARENDON AVE #33, PHOENIX, AZ 85016, NATURE OF BUSINESS: REAL ESTATE, START DATE:07/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNED RENTAL CONDO; 3. NAME OF OTHER BUSINESS: CARE 4 THE CAREGIVERS; INVESTMENT RELATED: NO; ADDRESS: 360 E CORONADO RD PHOENIX, AZ 85004; NATURE OF BUSINESS: NON PROFIT; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS, ANNUAL BOARD MEETINGS, PROVIDE FINANCIAL ACCOUNTABILITY, FUNDRAISING DEVELOPMENT, STRATEGIC PLANNING, AND BOARD DEVELOPMENT TO THE BOARD OF DIRECTORS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-29
  • S66 Uniform Combined State Law Examination
    2010-11-29
Designations

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