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Current Employers
Miller Howard Investments Inc

45 Pine Grove Ave Suite 301, Kingston, NY 12401 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-24
TX RA APPROVED 2025-03-24
  • NY RA
    APPROVED
    Since 2025-03-24
  • TX RA
    APPROVED
    Since 2025-03-24

Branch Locations

45 Pine Grove Avenue Suite 305, Kingston, NY 12401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Austin TX 07/2016 12/2023
Miller/Howard Investments Inc. Austin TX 12/2023 Present
Foreside Fund Services, Llc Austin TX 02/2024 Present
  • 07/2016 → 12/2023
    Dimensional Fund Advisors
    Austin, TX
  • 12/2023 → Present
    Miller/Howard Investments Inc.
    Austin, TX
  • 02/2024 → Present
    Foreside Fund Services, Llc
    Austin, TX
Previous Registrations
Other Businesses

1). Miller Howard Investments; Investment Related; Austin, TX; Investment Management Sales; Director, Sales, West; Start: 12-29-2023; 160 Hours Per Month and 0 During Trading Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-04
  • S66 Uniform Combined State Law Examination
    2019-04-04
Designations
Other Names
  • Scott M Mardy
  • Scott Mardy

View on SEC IAPD

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