Best Investors Account Sign in

Theodore James Larsen

Capital Client Group, Inc.

San Antonio, TX

San Antonio, TX

CRD 5585379

Claim This Profile
Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-12-07
  • TX RA
    APPROVED
    Since 2015-12-07

Branch Locations

3500 Wiseman Blvd, San Antonio, TX 78251-4321 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds San Antonio TX 10/2015 04/2020
American Funds San Antonio TX 04/2020 01/2021
American Funds San Antonio TX 01/2021 04/2022
American Funds San Antonio TX 04/2022 04/2023
American Funds San Antonio TX 04/2023 03/2026
Capital Group/Capital Client Group, Inc. San Antonio TX 03/2026 Present
  • 10/2015 → 04/2020
    American Funds
    San Antonio, TX
  • 04/2020 → 01/2021
    American Funds
    San Antonio, TX
  • 01/2021 → 04/2022
    American Funds
    San Antonio, TX
  • 04/2022 → 04/2023
    American Funds
    San Antonio, TX
  • 04/2023 → 03/2026
    American Funds
    San Antonio, TX
  • 03/2026 → Present
    Capital Group/Capital Client Group, Inc.
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-07
S63 Uniform Securities Agent State Law Examination 2011-01-05
  • S65 Uniform Investment Adviser Law Examination
    2015-12-07
  • S63 Uniform Securities Agent State Law Examination
    2011-01-05
Other Names
  • Tj Larsen

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
1900 WEALTH
ROCKEFELLER FINANCIAL LLC

Nearby Investors

Daniel W Lasater
ABIGAIL CLAUDIO-JACKSON
RYAN MCCLEARY

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX

More in San Antonio, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor