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Mark Molley

W&S Brokerage Services, Inc.

Cincinnati, OH

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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-06-30
  • OH RA
    APPROVED
    Since 2023-06-30

Branch Locations

400 Broadway, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 07/2008 02/2022
Fidelity Personal And Workplace Advisors Boston MA 07/2018 02/2022
W&S Brokerage Services Cincinnati OH 06/2023 Present
Molley Insurance Cincinnati OH 02/2022 06/2023
  • 07/2008 → 02/2022
    Fidelity Brokerage Services Llc
    Covington, KY
  • 07/2018 → 02/2022
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 06/2023 → Present
    W&S Brokerage Services
    Cincinnati, OH
  • 02/2022 → 06/2023
    Molley Insurance
    Cincinnati, OH
Previous Registrations
  • 2018-07-13 → 2022-02-14
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2014-06-26 → 2018-07-13
    Strategic Advisers Llc
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-25
S63 Uniform Securities Agent State Law Examination 2008-10-15
  • S66 Uniform Combined State Law Examination
    2014-06-25
  • S63 Uniform Securities Agent State Law Examination
    2008-10-15
Other Names
  • Mark E Molley

View on SEC IAPD

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FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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