Daniel Dales

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-06-29
AZ	RA	APPROVED	2009-02-13

TX RA
APPROVED_RES

Since 2018-06-29
AZ RA
APPROVED

Since 2009-02-13

Branch Locations

7560 N La Cholla Blvd, Tucson, AZ 85741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	08/2008	06/2020
Equitable Advisors, Llc	New York	NY	08/2008	Present

08/2008 → 06/2020

Axa Advisors, Llc

New York, NY
08/2008 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1-SIGNATURE WEALTH CONCEPTS, LLC - board member/officer/director effective 01/01/2020 2-RENTAL PROPERTY OWNER, 9562 N. SUNSET SKY WAY, TUCSON, AZ 85742, AS OF 2/2020; 3-RENTAL PROPERTY OWNER; Signature Wealth Concepts 7560 N La Cholla Blvd Tucson AZ 85741; effective 12/01/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-25

S66 Uniform Combined State Law Examination

2008-09-25

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews