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Dawn Ann Okon

J.P. Morgan Securities LLC

Oak Creek, WI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-12-26
WI RA APPROVED 2017-11-21
  • TX RA
    APPROVED
    Since 2017-12-26
  • WI RA
    APPROVED
    Since 2017-11-21

Branch Locations

7980 S. Howell Ave., Oak Creek, WI 53154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Oak Creek WI 08/2008 Present
J.P. Morgan Securities Llc Oak Creek WI 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-18
S63 Uniform Securities Agent State Law Examination 2008-09-26
  • S66 Uniform Combined State Law Examination
    2017-11-18
  • S63 Uniform Securities Agent State Law Examination
    2008-09-26
Other Names
  • Dawn A Miller
  • Dawn A Miller
  • Dawn A Okon

View on SEC IAPD

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