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Alejandro Zamora

J.P. Morgan Securities LLC

Oak Creek, WI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
WI RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-09-13
  • WI RA
    APPROVED
    Since 2012-10-01

Branch Locations

7980 S. Howell Ave., Oak Creek, WI 53154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Milwaukee WI 10/2012 Present
Jpmorgan Chase Bank, N.A. Milwaukee WI 10/2012 Present
Previous Registrations
  • 2011-09-16 → 2012-10-01
    Chase Investment Services Corp.
    Milwaukee, WI
    Milwaukee, WI
    Milwaukee, WI
    Milwaukee, WI
    Milwaukee, WI
    Cudahy, WI
    Milwaukee, WI
    Chicago, IL
    Milwaukee, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-15
S63 Uniform Securities Agent State Law Examination 2005-08-06
  • S65 Uniform Investment Adviser Law Examination
    2011-09-15
  • S63 Uniform Securities Agent State Law Examination
    2005-08-06
Other Names
  • Alex Zamora

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Oak Creek, WI
EDWARD JONES · OAK CREEK, WI
LPL FINANCIAL LLC · OAK CREEK, WI
OSAIC WEALTH, INC. · OAK CREEK, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Oak Creek, WI
A TO Z FINANCIAL PLANNING LLC · OAK CREEK, WI
EDWARD JONES · OAK CREEK, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Franklin, WI

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