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Joseph Anthony Pirozzolo

J.P. Morgan Securities LLC

Oak Creek, WI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-26
WI RA APPROVED 2014-08-25
  • TX RA
    APPROVED_RES
    Since 2014-08-26
  • WI RA
    APPROVED
    Since 2014-08-25

Branch Locations

7980 S. Howell Ave., Oak Creek, WI 53154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Oak Creek WI 07/2014 03/2023
Jp Morgan Securities Llc Oak Creek WI 04/2023 Present
Previous Registrations
  • 2012-10-01 → 2013-12-31
    J.P. Morgan Securities Llc
    Oak Creek, WI
  • 2011-04-20 → 2012-10-01
    Chase Investment Services Corp.
    Kenosha, WI
    Oak Creek, WI
  • 2008-01-15 → 2010-09-23
    Chase Investment Services Corp.
    Kenosha, WI
    Kenosha, WI
  • 2007-10-22 → 2007-11-12
    Morgan Stanley & Co. Llc
    Wauwatosa, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-17
  • S66 Uniform Combined State Law Examination
    2007-10-17
Designations

View on SEC IAPD

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CHARLES SCHWAB & CO., INC. · Oak Creek, WI
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THRIVENT INVESTMENT MANAGEMENT INC. · Oak Creek, WI
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