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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2022-10-19
MN RA APPROVED 2022-01-14
OK RA APPROVED 2022-01-14
TX RA APPROVED 2022-01-14
  • DC RA
    APPROVED
    Since 2022-10-19
  • MN RA
    APPROVED
    Since 2022-01-14
  • OK RA
    APPROVED
    Since 2022-01-14
  • TX RA
    APPROVED
    Since 2022-01-14

Branch Locations

701 Xenia Ave. S. Suite 550, Golden Valley, MN 55416 • United States

Eden Prairie, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Golden Valley MN 07/2010 Present
Thrivent Financial For Lutherans Appleton WI 06/2010 12/2021
Thrivent Financial Appleton WI 12/2021 Present
  • 07/2010 → Present
    Golden Valley, MN
  • 06/2010 → 12/2021
    Thrivent Financial For Lutherans
    Appleton, WI
  • 12/2021 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-13
S63 Uniform Securities Agent State Law Examination 2010-08-16
  • S65 Uniform Investment Adviser Law Examination
    2022-01-13
  • S63 Uniform Securities Agent State Law Examination
    2010-08-16
Other Names
  • James Walburg

View on SEC IAPD

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