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Current Employers
Everest Financial Group

701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-05-08
CA RA APPROVED 2020-05-08
WA RA APPROVED 2020-05-08
MN RA APPROVED 2014-01-30
TX RA APPROVED_RES 2012-08-09
  • AZ RA
    APPROVED
    Since 2020-05-08
  • CA RA
    APPROVED
    Since 2020-05-08
  • WA RA
    APPROVED
    Since 2020-05-08
  • MN RA
    APPROVED
    Since 2014-01-30
  • TX RA
    APPROVED_RES
    Since 2012-08-09

Branch Locations

701 Xenia Ave S Suite 250, Minneapolis, MN 55416-1029 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Mackimm Company St. Paul MN 06/1993 Present
Securities America, Inc. Minneapolis MN 11/2005 06/2024
Everest Financial Group, Llc Golden Valley MN 12/2005 Present
Osaic Wealth, Inc. Minneapolis MN 06/2024 Present
  • 06/1993 → Present
    The Mackimm Company
    St. Paul, MN
  • 11/2005 → 06/2024
    Securities America, Inc.
    Minneapolis, MN
  • 12/2005 → Present
    Everest Financial Group, Llc
    Golden Valley, MN
  • 06/2024 → Present
    Osaic Wealth, Inc.
    Minneapolis, MN
Other Businesses

***JOHN W MACKIMM II POSITION: notary NATURE: NOTARY INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2008 ADDRESS: 701 Xenia Ave S, suite 250, Golden Valley MN 55416 DESCRIPTION: notary ***JOHN W MACKIMM II POSITION: insurance sales NATURE: AGENT INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1990 ADDRESS: 701 Xenia Ave S, suite 250, Golden Valley MN 55416 DESCRIPTION: insurance sales ***INVESTMENT ADVISOR REP POSITION: investment advisor NATURE: EVEREST FINANCIAL GROUP LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 85 SECURITIES TRADING HOURS: 85 START DATE: 01/01/2006 ADDRESS: 701 Xenia Ave S, suite 250, Golden Valley MN 55416 DESCRIPTION: investment advisor rep ***JOHN MACKIMM POSITION: arbitrator NATURE: FNRA arbitrator INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: 3153 39th Ave S, Minneapolis MN 55406, United States DESCRIPTION: arbitration ***JOHN MACKIMM ARBITRATOR POSITION: arbitrator NATURE: FNRA arbitrator INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/1996 ADDRESS: 701 Xenia Ave S, #250, Golden Valley MN 55416, United States DESCRIPTION: FNRA arbitration panels

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-21
S63 Uniform Securities Agent State Law Examination 1989-10-27
  • S66 Uniform Combined State Law Examination
    2005-11-21
  • S63 Uniform Securities Agent State Law Examination
    1989-10-27

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