Moira Margaret Hagy

Current Employers

Employment History

• 07/2014 → 04/2020
  Assurance Financial Services
  Chicago, IL
• 04/2016 → 04/2020
  Kestra Financial Services, Inc.
  Austin, TX
• 04/2020 → Present
  Mma Agency Llc
  Schaumburg, IL
• 04/2020 → Present
  Mma Securities Llc
  Schaumburg, IL

Previous Registrations

• 2016-04-18 → 2020-07-01
  Kestra Advisory Services, Llc
  Chicago, IL
• 2014-09-30 → 2016-09-22
  Kestra Investment Services, Llc
  Schaumburg, IL
  Chicago, IL
• 2012-03-09 → 2014-07-31
  Usi Advisors
  Chicago, IL
  Glastonbury, CT
• 2009-02-17 → 2011-12-16
  Stancorp Investment Advisers, Inc.
  Schaumburg, IL

Other Businesses

The Registered Representative is an employee of MMA Agency (1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities (up to approximately 1% of her time) for MMA Agency (e.g. support for its health & benefits services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities activities remain subject to the Firm's supervisory framework.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-02-12
• S63 Uniform Securities Agent State Law Examination
  2008-12-12

Other Names

• Moira Margaret Duffy