Gregory Don Stephens

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2012 → 12/2024
  Momentum Independent Network Inc.
  San Angelo, TX
• 12/2024 → Present
  Lpl Financial, Llc
  San Angelo, TX

Previous Registrations

• 2012-01-30 → 2024-12-17
  Momentum Independent Network Inc.
  Dallas, TX
  San Angelo, TX
• 2008-10-27 → 2012-02-02
  Wells Fargo Clearing Services, Llc
  San Angelo, TX

Other Businesses

1- 12/2024 / Stephens Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 hrs mth / 8 hrs during trading / At reported business location(s) 2- 12/2024 / Bundrant Family Farm / Farm / Not Investment Related / 4 hrs mth / 0 hrs during trading / Lubbock, TX / Start date: 07/22/2024 3- 12/2024 / Chaves County Abstract / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Alamogordo, NM / Start date: 07/22/2024 4- 12/2024 / Pioneer Abstract / Vice President / Non Inv Related / Alamogordo, NM 88310 / Start date 07/22/2024 -

Exams

• S66 Uniform Combined State Law Examination
  2008-10-24

Other Names

• Greg Stephens
• Gregory Stephens