Brian Richard Fleming

Current Employers

Employment History

• 11/2009 → 10/2016
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 10/2016 → 01/2017
  Unemployed
  Placentia, CA
• 01/2017 → 12/2017
  Bancwest Investment Services
  Downey, CA
• 01/2017 → 12/2017
  Bank Of The West
  Downey, CA
• 12/2017 → Present
  Bank Of America, N.A.
  Alta Loma, CA
• 12/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alta Loma, CA

Previous Registrations

• 2017-03-06 → 2017-12-11
  Bancwest Investment Services, Inc.
  Downey, CA
  Pico Rivera, CA
  City Of Commerce, CA
  Santa Fe Springs, CA

Other Businesses

I*846274 For profit or not for profit: Entity For Profit Name of outside business organization: Refined422 Investment related: N Address of business: Georgetown, California, 78633 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 5/16/2022 Number of hours devoted: 0 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Online graphic design business which sells digital downloads and apparel (ex. invites, wall art). I will have no responsibilities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-03
• S63 Uniform Securities Agent State Law Examination
  2008-10-02

Other Names

• Brian Fleming
• Brian Richard Fleming
• Brian Richard Flemming