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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-03-01 |
| CA | RA | APPROVED | 2022-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Tucson | AZ | 11/2014 | 12/2020 |
| Bank Of The West | Tucson | AZ | 11/2014 | 12/2020 |
| Wells Fargo Clearing Services, Llc | Oro Valley | AZ | 01/2021 | 10/2021 |
| Wells Fargo Bank, Na | Oro Valley | AZ | 01/2021 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tucson | AZ | 10/2021 | 12/2021 |
| Wells Fargo Clearing Services, Llc | Oro Valley | AZ | 01/2022 | Present |
| Wells Fargo Bank, Na | Oro Valley | AZ | 01/2022 | Present |
| Bank Of America, N.A. | Tucson | AZ | 10/2021 | 12/2021 |
POWER OF ATTORNEY FOR MOTHER; INV. RELATED; TUCSON, AZ; START DATE 7/2021; 0 HRS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-20 |
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