Bruce John Swearingen

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Principal Life Insurance Company
  San Antonio, TX
• 03/2016 → Present
  Principal Securities Inc
  San Antonio, TX

Other Businesses

*VARIOUS CARRIERS, SELLS INDIVIDUAL MED/HEALTH INSURANCE. *OUTSIDE INSURANCE, SELLING TERM INSURANCE, FIXED ANNUITIES, FIXED PERMANENT INSURANCE, DISABLILITY AND LONG TERM CARE, INDIVIDUAL AND GROUP HEALTH INSURANCE AND OTHER GROUP BENEFITS THROUGH VARIOUS CARRIERS, 8/8/11.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-12
• S63 Uniform Securities Agent State Law Examination
  2008-10-13

Other Names

• Bruce J Swearigen