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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-19 |
Branch Locations
5237 Summerlin Commons Blvd. Suite 326, Fort Myers, FL 33907 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Omni Financial Services | St.PAul | MN | 09/2010 | 10/2016 |
| Securian Financial Services | St. Paul | MN | 09/2010 | 10/2016 |
| Minnesota Life Insurance Company | St. Paul | MN | 09/2010 | 10/2016 |
| Meridian Financial Group, Llc | Fort Meyers | FL | 10/2016 | 02/2022 |
| M Holdings Securities, Inc. | Portland | OR | 10/2016 | 02/2022 |
| Cetera Advisors Llc | St Cloud | MN | 02/2022 | Present |
| Elevate Wealth Management, Llc | Fort Myers | FL | 02/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 09/2010, APX NUMBER OF HOURS PER WEEK: ONE, APX NUMBER OF HOURS DURING TRADING HOURS: ONE, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: TOTUS WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: ELEVATE WEALTH MANAGEMENT, LLC INVESTMENT RELATED: YES, ADDRESS: 5237 SUMMERLIN COMMONS BLVD, SUITE 326, FORT MYERS, FL 33907 NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-13 |
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