Justin J Smith

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 10/2016
  Omni Financial Services
  St.PAul, MN
• 09/2010 → 10/2016
  Securian Financial Services
  St. Paul, MN
• 09/2010 → 10/2016
  Minnesota Life Insurance Company
  St. Paul, MN
• 10/2016 → 02/2022
  Meridian Financial Group, Llc
  Fort Meyers, FL
• 10/2016 → 02/2022
  M Holdings Securities, Inc.
  Portland, OR
• 02/2022 → Present
  Cetera Advisors Llc
  St Cloud, MN
• 02/2022 → Present
  Elevate Wealth Management, Llc
  Fort Myers, FL
• 01/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-10-31 → 2022-02-10
  M Holdings Securities, Inc.
  Fort Myers, FL
  Portland, OR
• 2012-04-26 → 2016-11-02
  Securian Financial Services, Inc.
  Fort Myers, FL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 09/2010, APX NUMBER OF HOURS PER WEEK: ONE, APX NUMBER OF HOURS DURING TRADING HOURS: ONE, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: TOTUS WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: ELEVATE WEALTH MANAGEMENT, LLC INVESTMENT RELATED: YES, ADDRESS: 5237 SUMMERLIN COMMONS BLVD, SUITE 326, FORT MYERS, FL 33907 NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2012-04-13

Other Names

• Justin Joseph Smith