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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-19
  • FL RA
    APPROVED
    Since 2024-03-19

Branch Locations

5237 Summerlin Commons Blvd. Suite 326, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Omni Financial Services St.PAul MN 09/2010 10/2016
Securian Financial Services St. Paul MN 09/2010 10/2016
Minnesota Life Insurance Company St. Paul MN 09/2010 10/2016
Meridian Financial Group, Llc Fort Meyers FL 10/2016 02/2022
M Holdings Securities, Inc. Portland OR 10/2016 02/2022
Cetera Advisors Llc St Cloud MN 02/2022 Present
Elevate Wealth Management, Llc Fort Myers FL 02/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
  • 09/2010 → 10/2016
    Omni Financial Services
    St.PAul, MN
  • 09/2010 → 10/2016
    Securian Financial Services
    St. Paul, MN
  • 09/2010 → 10/2016
    Minnesota Life Insurance Company
    St. Paul, MN
  • 10/2016 → 02/2022
    Meridian Financial Group, Llc
    Fort Meyers, FL
  • 10/2016 → 02/2022
    Portland, OR
  • 02/2022 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 02/2022 → Present
    Elevate Wealth Management, Llc
    Fort Myers, FL
  • 01/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2016-10-31 → 2022-02-10
    Fort Myers, FL
    Portland, OR
  • 2012-04-26 → 2016-11-02
    Securian Financial Services, Inc.
    Fort Myers, FL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 09/2010, APX NUMBER OF HOURS PER WEEK: ONE, APX NUMBER OF HOURS DURING TRADING HOURS: ONE, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: TOTUS WEALTH MANAGEMENT INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: ELEVATE WEALTH MANAGEMENT, LLC INVESTMENT RELATED: YES, ADDRESS: 5237 SUMMERLIN COMMONS BLVD, SUITE 326, FORT MYERS, FL 33907 NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-13
  • S66 Uniform Combined State Law Examination
    2012-04-13
Other Names
  • Justin Joseph Smith

View on SEC IAPD

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