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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-15
TX RA APPROVED_RES 2025-05-15
  • CA RA
    APPROVED
    Since 2025-05-15
  • TX RA
    APPROVED_RES
    Since 2025-05-15

Branch Locations

3743 W. Chapman Ave. Suite C, Orange, CA 92868 • United States

5495 E. La Palma Ave., Anaheim, CA 92807 • United States

8039 Beach Blvd., Bldg. 6301, Buena Park, CA 90620 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wescom Financial Services, Llc Pasadena CA 11/2010 Present
Cuso Financial Services, Lp San Diego CA 01/2023 05/2025
Lpl Financial Llc Orange CA 05/2025 Present
  • 11/2010 → Present
    Wescom Financial Services, Llc
    Pasadena, CA
  • 01/2023 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    Orange, CA
Previous Registrations
  • 2023-01-16 → 2025-05-15
    Cuso Financial Services, L.P.
    San Diego, CA
    Anaheim, CA
    San Diego, CA
    Orange, CA
    Buena Park, CA
  • 2013-07-08 → 2023-02-06
    Wescom Financial Services
    Cupertino, CA
    Orange, CA
    Laguna Niguel, CA
    Sunnyvale, CA
    Tustin, CA
    Anaheim, CA
Other Businesses

1. 05/15/2025- Wescom Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/05/2025- 160 Hours Per Month- 8 Hours During Trading 2. 05/15/2025- Thieu Chainz LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 03/14/2025- 1 Hour Per Month- 1 Hour During Trading 3. 05/15/2025- Dinnovations TD- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 01/01/2020 4. 05/15/2025- Rental Property- Real Estate Rental- INV Related- At Rancho Cucamonga, CA- Start date 01/01/2022- 1 Hour Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-20
S63 Uniform Securities Agent State Law Examination 2010-09-28
  • S66 Uniform Combined State Law Examination
    2012-10-20
  • S63 Uniform Securities Agent State Law Examination
    2010-09-28
Other Names
  • Tyler Thieu
  • Truong Quang Thieu
  • Truong Thieu

View on SEC IAPD

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