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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-15 |
| TX | RA | APPROVED_RES | 2025-05-15 |
Branch Locations
3743 W. Chapman Ave. Suite C, Orange, CA 92868 • United States
5495 E. La Palma Ave., Anaheim, CA 92807 • United States
8039 Beach Blvd., Bldg. 6301, Buena Park, CA 90620 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wescom Financial Services, Llc | Pasadena | CA | 11/2010 | Present |
| Cuso Financial Services, Lp | San Diego | CA | 01/2023 | 05/2025 |
| Lpl Financial Llc | Orange | CA | 05/2025 | Present |
1. 05/15/2025- Wescom Wealth Management- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/05/2025- 160 Hours Per Month- 8 Hours During Trading 2. 05/15/2025- Thieu Chainz LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 03/14/2025- 1 Hour Per Month- 1 Hour During Trading 3. 05/15/2025- Dinnovations TD- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 01/01/2020 4. 05/15/2025- Rental Property- Real Estate Rental- INV Related- At Rancho Cucamonga, CA- Start date 01/01/2022- 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-28 |
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