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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-12-02 |
| TX | RA | APPROVED | 2019-12-02 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of America Life Insurance Company | Blue Bell | PA | 11/2015 | 08/2018 |
| Mutual Of America Securities Llc | Blue Bell | PA | 11/2015 | 08/2018 |
| The Vanguard Group, Inc. | Malvern | PA | 09/2018 | Present |
| Self Employed | Conshohocken | PA | 08/2022 | Present |
Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355...... NAME OF BUSINESS: Insurance Licenses NON-INVESTMENT RELATED: ADDRESS: Conshohocken, PA NATURE OF BUSINESS: Insurance POSITION: N/A START DATE: 11/2018 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: N/A holding until expiration NAME OF BUSINESS: Self employed NON-INVESTMENT RELATED ADDRESS (City/State): Conshohocken, PA NATURE OF BUSINESS: Sales POSITION: seller START DATE: 8/2022 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Thredup reseller
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2008-09-15 |
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