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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-12-02
TX RA APPROVED 2019-12-02
  • PA RA
    APPROVED
    Since 2019-12-02
  • TX RA
    APPROVED
    Since 2019-12-02

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of America Life Insurance Company Blue Bell PA 11/2015 08/2018
Mutual Of America Securities Llc Blue Bell PA 11/2015 08/2018
The Vanguard Group, Inc. Malvern PA 09/2018 Present
Self Employed Conshohocken PA 08/2022 Present
  • 11/2015 → 08/2018
    Mutual Of America Life Insurance Company
    Blue Bell, PA
  • 11/2015 → 08/2018
    Mutual Of America Securities Llc
    Blue Bell, PA
  • 09/2018 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2022 → Present
    Self Employed
    Conshohocken, PA
Other Businesses

Employee of The Vanguard Group, Inc. (parent company of Vanguard Marketing Corporation) 100 Vanguard Blvd., Malvern, PA 19355...... NAME OF BUSINESS: Insurance Licenses NON-INVESTMENT RELATED: ADDRESS: Conshohocken, PA NATURE OF BUSINESS: Insurance POSITION: N/A START DATE: 11/2018 APPROX. HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: N/A holding until expiration NAME OF BUSINESS: Self employed NON-INVESTMENT RELATED ADDRESS (City/State): Conshohocken, PA NATURE OF BUSINESS: Sales POSITION: seller START DATE: 8/2022 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Thredup reseller

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-11
S63 Uniform Securities Agent State Law Examination 2008-09-15
  • S66 Uniform Combined State Law Examination
    2019-11-11
  • S63 Uniform Securities Agent State Law Examination
    2008-09-15
Other Names
  • Jaime Boal
  • Jaime Ann Boal

View on SEC IAPD

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